Business Services

Regulatory Risk, Compliance & AML

Adaptation to Regulatory Changes

How we can help:

We help our clients to anticipate and adapt to regulatory changes, regulator’s expectations and best local and international practices in the changing environment.

Our services:

- Management advise on impact of regulatory changes
- AML & CTF training for staff and management
- Management training on responsibility and liability
- Assistance implementing regulatory changes in your procedures and processes
- Independent review of policies and business processes
- Assessment of effectiveness of implemented changes

Processes, Policies and Procedures

How we can help:

We can help you understand complex requirements of applicable regulations and minimize the risks associated with money laundering and other illicit activities by ensuring compliance through the development and management of necessary compliance programs and processes.

Our services:

- Anti-bribery and corruption, code of conduct and AML program consultation
- Comprehensive AML program, policy and procedures design
- Customer onboarding documentation, KYC questionnaires
- Customer and transaction monitoring program development
- Advise on sanction, PEP, adverse media screening solutions
- Advise on KYC record keeping solutions
- Independent AML program review (audit)

Due Diligence Outsourcing

How we can help:

Having accumulated many years of experience conducting own client due diligence procedures in various business sectors and jurisdictions, we can “lend” you the expertise of our ready trained professionals, when needed and as much as needed. Outsourcing of certain compliance functions will allow you to achieve a cost-effective balance between compliance and risk.

Our services:

Pre-onboarding KYC procedures:
- Customer identification, KYC information gathering and verification
- Customer screening against sanctions, PEP, adverse media lists
- Assessing and assigning customer risk level
- Defining client “profile” for KYC purposes
- Recommendations to management on risks related to the client,

Risk based ongoing monitoring and periodic review:
- Periodic client re-screening against sanctions, PEP, adverse media lists
- KYC information renewal
- Transaction due diligence
- Periodic risk assessment

Regulatory reporting:
- Implementing reporting processes
- Assistance with suspicious transaction and other filings
- Ad hoc advice on specific ongoing issues

Sanction and PEP Compliance

How we can help:

We can assist you in setting-up and effective management of global sanctions and PEP screening programs leveraging our trusted 3rd party consolidated global watch-lists and our in-house screening and monitoring solutions, including enhanced due diligence capabilities.

Our services:

- Management and staff training on applicable sanctions and/or PEP regime
- Set-up of sanction prevention program and processes
- Advice on best and most cost efficient 3rd party screening solutions
- Outsourced sanction/PEP screening services
- Independent sanction program review
- Ad hoc advice on specific ongoing issues

AML&CFT Audit and Risk Assessment

How we can help:

Our experienced specialists can offer various services to help you address any aspects of AML risk assessment, from creation of methodologies to assess risks of your specific business areas to designing of custom made tools assessment of risk related to your clients, partners, services or else.

Our services:

- Developing comprehensive AML risk assessment methodology
- Assistance in conducting AML risk assessment of the company
- Developing risk-based client assessment matrix
- Assessment of internal controls effectiveness (on-site observations, interviews, records reviews)
- Assistance in defining company’s risk appetite and creating risk statement
- Independent AML program review/audit and recommendations

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